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Formazione Professionale Gestori di Patrimonio
About the Event
On Thursday, 26 September 2024, from 14.00 to 18.00, at SUPSI Viganello (classroom to be defined), we invite you to attend our training course dedicated to asset managers, during which we will address various topical issues.
At the end of the course, you will receive a certificate of attendance, valid for the mandatory training hours. The cost per participant is CHF 350.
The course will only be held if a minimum number of 10 participants is reached.
Please confirm your registration by 15 September 2024.
The Program
Draft FINMA Circular on the Audit Oversight Act
With this circular, FINMA presents its supervisory practice on key questions of interpretation. We will present the draft circular and its impact for asset managers.
MLA: practical cases and MROS report
We continue our presentation of recent court rulings on the application of the MLA to asset managers. This time we will also present the MROS annual report.
Anti-Money Laundering Act (AMLA): new revision of the legislation and the Anti-Money Laundering Act (AMLA)
On 22 May 2024, the Federal Council adopted the dispatch on the next amendment of the MLA. The big change is the introduction of a Transparency of Legal Entities Act, but also the extension of subordination to other categories of service providers and the use of cash.
Responsibilities of bodies
At your request, we will present the responsibilities of the organs of an asset manager, in particular the member of the board of directors, both from a civil and a criminal point of view.