Formazione Professionale Gestori di Patrimonio

Alberto Borri, Eleonora Barbaglia, Lars Schlichting

Starts:

26 September 2024 2:00 pm

Location:

SUPSI - Dipartimento Tecnologie Innovative (DTI), Via la Santa, Viganello, Switzerland

Price:

350 CHF

Registration time expired

English

Italiano

About the Event

On Thursday, 26 September 2024, from 14.00 to 18.00, at SUPSI Viganello (classroom to be defined), we invite you to attend our training course dedicated to asset managers, during which we will address various topical issues.
At the end of the course, you will receive a certificate of attendance, valid for the mandatory training hours. The cost per participant is CHF 350.
The course will only be held if a minimum number of 10 participants is reached.

Please confirm your registration by 15 September 2024.

About your speakers

Alberto Borri

Attorney, Lugano, Switzerland

Alberto Borri supports clients mainly on Blockchain, Crypto assets, Anti-Money Laundering, Banking and Financial regulation. Alberto worked in the banking and financial regulation team at PwC and then at Kellerhals Carrard. He has gained particular experience in the regulation of fintech issues specifically in relation to projects concerning crypto assets, tokenization of financial instruments and blockchain. He supports clients in all matters of compliance and risk management, he is appointed as AML officier for several companies operating in the blockchain sector and beyond, and supports clients with regard to obligation of affiliation to self-regulatory bodies. He is also an expert in European and Italian regulation Alberto supports clients in all issues concerning the offer of crypto assets services in Europe.

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Eleonora Barbaglia

Eleonora has been a lawyer since 2009. Over the years, she has successfully led a number of complex transactions, from succession planning for prominent families to implementing compliance solutions for financial institutions and privacy and data security regulation. She began her career at a prestigious law firm in Milan, Bonelli Erede (then Pappalardo), where she advised on corporate matters, particularly M&A. She then moved to Lugano and worked for over ten years at a major Swiss financial institution operating as a trustee and asset manager, where she took on roles of increasing responsibility until becoming its Director and Board Member, and consolidated her wealth planning and taxation expertise, including through experiences in Singapore and London. For the past three years she has been Director and General Counsel of a leading AML and counterterrorism compliance firm, where she was also involved in privacy and data protection. At Lexify she follows clients in the areas of AML / compliance, privacy, as well as continues to advise on estate and succession planning. In the area of new technologies, she is particularly passionate about projects on NFT related to the world of art and luxury and the use of Artificial Intelligence.

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Lars Schlichting

Attorney, Lugano, Switzerland

Lars Schlichting is an experienced lawyer in blockchain and crypto assets, formerly parter at KPMG and Kellerhals Carrard, founded Lexify. An expert in regulatory matters, taxation and new technologies, in particular blockchain, Lars and Lexify’s team help financial firms in the difficult challenge introduced by the digital revolution. Among his core competencies are Token Offering management and the use of cryptocurrencies and tokens in business.

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The Program

Draft FINMA Circular on the Audit Oversight Act

With this circular, FINMA presents its supervisory practice on key questions of interpretation. We will present the draft circular and its impact for asset managers.

MLA: practical cases and MROS report

We continue our presentation of recent court rulings on the application of the MLA to asset managers. This time we will also present the MROS annual report.

Anti-Money Laundering Act (AMLA): new revision of the legislation and the Anti-Money Laundering Act (AMLA)

On 22 May 2024, the Federal Council adopted the dispatch on the next amendment of the MLA. The big change is the introduction of a Transparency of Legal Entities Act, but also the extension of subordination to other categories of service providers and the use of cash.

Responsibilities of bodies

At your request, we will present the responsibilities of the organs of an asset manager, in particular the member of the board of directors, both from a civil and a criminal point of view.