{"id":240,"date":"2024-04-30T15:43:35","date_gmt":"2024-04-30T13:43:35","guid":{"rendered":"https:\/\/lexify.io\/?page_id=240"},"modified":"2026-08-10T13:58:58","modified_gmt":"2026-08-10T13:58:58","slug":"financial-regulations","status":"publish","type":"page","link":"https:\/\/lexify.io\/fr\/nos-services\/financial-regulations\/","title":{"rendered":"R\u00e8glement financier"},"content":{"rendered":"
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R\u00e8glement financier<\/h1>\n\n\n\n

Nous assistons les banques et les interm\u00e9diaires financiers dans le cadre de la r\u00e9glementation bancaire et financi\u00e8re en Suisse et en Europe.<\/p>\n<\/div>\n\n\n\n

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Autorisations de la FINMA<\/h2>\n\n\n\n

La proc\u00e9dure d'autorisation de la FINMA requiert non seulement des connaissances juridiques, mais aussi des connaissances sur les processus d'obtention de l'autorisation.<\/p>\n<\/div>\n\n\n\n

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Conseil en r\u00e9glementation bancaire et financi\u00e8re<\/h2>\n\n\n\n

Nos experts vous aideront non seulement en ce qui concerne LSerFI, LICol, LIsFi, mais aussi Mifid II, AIFMD et la r\u00e9glementation europ\u00e9enne.<\/p>\n<\/div>\n<\/div>\n<\/div>\n\n\n\n

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Formation<\/h2>\n\n\n\n

Nous aidons la gouvernance d'entreprise gr\u00e2ce \u00e0 nos formations sur des sujets d'actualit\u00e9 tels que l'ESG, les signatures num\u00e9riques, la FATCA et le SAI.<\/p>\n<\/div>\n\n\n\n

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Questions fr\u00e9quemment pos\u00e9es<\/h2>\n\n\n\n

Quelle est la diff\u00e9rence entre une autorisation bancaire de la FINMA et une autorisation de maison de titres ?<\/h3>\n\n\n\n

Une autorisation bancaire est requise pour les \u00e9tablissements qui acceptent des d\u00e9p\u00f4ts du public et exercent des op\u00e9rations de cr\u00e9dit. Une autorisation de maison de titres est requise pour les \u00e9tablissements qui n\u00e9gocient des valeurs mobili\u00e8res \u00e0 titre professionnel pour le compte de tiers ou pour leur propre compte. Ce sont les activit\u00e9s concr\u00e8tes de votre entreprise qui d\u00e9terminent l'autorisation n\u00e9cessaire, et Lexify vous conseille sur la structure r\u00e9glementaire la plus appropri\u00e9e.<\/p>\n\n\n\n

Un gestionnaire de fortune suisse doit-il obtenir une autorisation de la FINMA ?<\/h3>\n\n\n\n

Oui, depuis l'entr\u00e9e en vigueur de la Loi sur les \u00e9tablissements financiers (LEFin), les gestionnaires de fortune ind\u00e9pendants et les trustees en Suisse doivent obtenir une autorisation de la FINMA et s'affilier \u00e0 un organisme de surveillance (OS). Lexify accompagne ses clients durant toute la proc\u00e9dure.<\/p>\n\n\n\n

Qu'implique la conformit\u00e9 \u00e0 MiFID II pour une entreprise suisse qui s'adresse \u00e0 des clients de l'UE ?<\/h3>\n\n\n\n

Les entreprises suisses qui fournissent des services d'investissement \u00e0 des clients \u00e9tablis dans l'UE doivent respecter les exigences de MiFID II en mati\u00e8re de protection des investisseurs, de transparence et de reporting. Cela n\u00e9cessite souvent la cr\u00e9ation d'une entit\u00e9 dans l'UE ou l'obtention d'une reconnaissance d'\u00e9quivalence. Lexify conseille la structure optimale pour l'acc\u00e8s transfrontalier au march\u00e9.<\/p>\n\n\n<\/div>","protected":false},"excerpt":{"rendered":"

FINANCIAL REGULATIONS We assist banks and financial intermediaries with financial regulation advisory […]<\/p>","protected":false},"author":1,"featured_media":0,"parent":140,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"inline_featured_image":false,"_uag_custom_page_level_css":"","site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"disabled","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"footnotes":""},"class_list":["post-240","page","type-page","status-publish","hentry"],"acf":[],"yoast_head":"\nFinancial regulations - Lexify<\/title>\n<meta name=\"description\" content=\"Lexify provides financial regulation legal advice in Switzerland. 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