{"id":240,"date":"2024-04-30T15:43:35","date_gmt":"2024-04-30T13:43:35","guid":{"rendered":"https:\/\/lexify.io\/?page_id=240"},"modified":"2026-08-10T13:58:58","modified_gmt":"2026-08-10T13:58:58","slug":"financial-regulations","status":"publish","type":"page","link":"https:\/\/lexify.io\/de\/unsere-dienstleistungen\/financial-regulations\/","title":{"rendered":"Finanzvorschriften"},"content":{"rendered":"
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Finanzvorschriften<\/h1>\n\n\n\n

Wir unterst\u00fctzen Banken und Finanzintermedi\u00e4re im Zusammenhang mit der Regulierung des Bank- und Finanzwesens in der Schweiz und in Europa.<\/p>\n<\/div>\n\n\n\n

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FINMA-Bewilligungen<\/h2>\n\n\n\n

Das Bewilligungsverfahren der FINMA erfordert nicht nur Rechtskenntnisse, sondern auch die Kenntnis der Abl\u00e4ufe, um eine Bewilligung zu erhalten.<\/p>\n<\/div>\n\n\n\n

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Beratung im Bereich Banken und Finanzregulierung<\/h2>\n\n\n\n

Unsere Experten unterst\u00fctzen Sie nicht nur im Hinblick auf FIDLEG, KAG, FINIG, sondern auch auf Mifid II, AIFMD und die europ\u00e4ische Regulierung.<\/p>\n<\/div>\n<\/div>\n<\/div>\n\n\n\n

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Schulung<\/h2>\n\n\n\n

Wir unterst\u00fctzen die Unternehmensf\u00fchrung durch unsere Schulungen zu aktuellen Themen wie ESG, digitale Signaturen, FATCA und AIA.<\/p>\n<\/div>\n\n\n\n

<\/div>\n<\/div>\n\n\n\n

H\u00e4ufig gestellte Fragen<\/h2>\n\n\n\n

Was ist der Unterschied zwischen einer Bankbewilligung der FINMA und einer Bewilligung als Wertpapierhaus?<\/h3>\n\n\n\n

Eine Bankbewilligung ist f\u00fcr Institute erforderlich, die Publikumseinlagen entgegennehmen und das Kreditgesch\u00e4ft betreiben. Eine Bewilligung als Wertpapierhaus ist f\u00fcr Institute erforderlich, die gewerbsm\u00e4ssig Wertpapiere f\u00fcr Rechnung Dritter oder auf eigene Rechnung handeln. Welche Bewilligung erforderlich ist, ergibt sich aus den konkreten T\u00e4tigkeiten Ihres Unternehmens; Lexify ber\u00e4t Sie zur geeignetsten regulatorischen Struktur.<\/p>\n\n\n\n

Ben\u00f6tigt ein schweizerischer Verm\u00f6gensverwalter eine Bewilligung der FINMA?<\/h3>\n\n\n\n

Ja, seit Inkrafttreten des Finanzinstitutsgesetzes (FINIG) m\u00fcssen unabh\u00e4ngige Verm\u00f6gensverwalter und Trustees in der Schweiz eine Bewilligung der FINMA einholen und sich einer Aufsichtsorganisation (AO) anschliessen. Lexify begleitet Sie durch das gesamte Verfahren.<\/p>\n\n\n\n

Was bedeutet die MiFID-II-Compliance f\u00fcr ein schweizerisches Unternehmen mit Kunden in der EU?<\/h3>\n\n\n\n

Schweizer Unternehmen, die Anlagedienstleistungen f\u00fcr Kunden in der EU erbringen, m\u00fcssen die Anforderungen von MiFID II an Anlegerschutz, Transparenz und Meldepflichten erf\u00fcllen. H\u00e4ufig ist daf\u00fcr die Gr\u00fcndung einer Einheit in der EU oder die Anerkennung der \u00c4quivalenz erforderlich. Lexify ber\u00e4t Sie zur optimalen Struktur f\u00fcr den grenz\u00fcberschreitenden Marktzugang.<\/p>\n\n\n<\/div>","protected":false},"excerpt":{"rendered":"

FINANCIAL REGULATIONS We assist banks and financial intermediaries with financial regulation advisory […]<\/p>","protected":false},"author":1,"featured_media":0,"parent":140,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"inline_featured_image":false,"_uag_custom_page_level_css":"","site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"disabled","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"footnotes":""},"class_list":["post-240","page","type-page","status-publish","hentry"],"acf":[],"yoast_head":"\nFinancial regulations - Lexify<\/title>\n<meta name=\"description\" content=\"Lexify provides financial regulation legal advice in Switzerland. 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